-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzRkykBAXq1y41wdN03lIs6egfhr8y+VXsVjG/FS4DkvIaZtCcmzz5tz1RfOkypk GIb0CiQpkVh5b31eV79B8Q== 0000901719-02-000006.txt : 20020414 0000901719-02-000006.hdr.sgml : 20020414 ACCESSION NUMBER: 0000901719-02-000006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MONOLITHIC SYSTEM TECHNOLOGY INC CENTRAL INDEX KEY: 0000890394 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770291941 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78033 FILM NUMBER: 02542647 BUSINESS ADDRESS: STREET 1: 1020 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087311800 MAIL ADDRESS: STREET 1: 1020 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERG CARL E CENTRAL INDEX KEY: 0000901719 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 525760467 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: C/O BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13G 1 mosy13g021202.txt MONOLITHIC SYSTEM TECHNOLOGY, INC. 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Monolithic System Technology, Inc. ----------------------------------- (Name of Issuer) Common Stock, $0.01 par value ----------------------------- (Title of Class of Securities) 609842 10 9 ----------------- (CUSIP Number) December 31, 2001 -------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) * The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 609842 10 9 13G Page 2 of 8 Pages - --------------------- ----------------- 1) Name of Reporting Person Carl E. Berg - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 60,000 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 2,434,826 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 60,000 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 2,434,826 - --------------------------- ---------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,494,826 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| Not applicable. (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 8.5% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 1) Name of Reporting Person Berg & Berg Enterprises, LLC - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 2,429,828 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 2,429,828 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,429,828 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| Not applicable. (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 8.3% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- 1) Names of Reporting Person West Coast Venture Capital Limited, L.P. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization California - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 2,429,828 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 2,429,828 - --------------------------- ---------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,429,828 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| Not applicable. (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 8.3% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Item 1. (a) The name of the issuer is Monolithic System Technology, Inc. (the "Company"). (b) The principal executive offices of the Company are located at 1020 Stewart Drive, Sunnyvale, California 94085. Item 2. (a) The names of the filing persons are Carl E. Berg, Berg & Berg Enterprises, LLC ("BBE") and West Coast Venture Capital Limited, L.P. ("WCVC"). (b) The business address for Carl E. Berg, BBE and WCVC is 10050 Bandley Drive, Cupertino, California 94014. (c) Carl E. Berg is a citizen of the United States of America. BBE and WCVC are organized under the laws of the state of California. (d) The title of the class of securities is Common Stock. (e) The CUSIP number of the Common Stock is 609842 10 9. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This statement is being filed pursuant to 13d-1(d). Item 4. Ownership. According to the Company's Quarterly Report on Form 10-Q filed on November 2, 2001, there are 29,302,397 shares of Common Stock issued and outstanding. CARL E. BERG The following information relates to shares of Common Stock for which Carl E. Berg holds voting or dispositive authority. (a) Number of shares beneficially owned: 2,494,826 (b) Percent of class: 8.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 60,000 (ii) Shared power to vote or to direct the vote: 2,434,826 (iii) Sole power to dispose or to direct the disposition of: 60,000 (iv) Shared power to dispose or to direct the disposition of: 2,434,826 Carl E. Berg may purchase up to 60,000 shares pursuant to options exercisable within 60 days. Mr. Berg has shared voting and dispositive authority as the sole manager of BBE, the sole general partner of WCVC, over 2,429,828 shares held by WCVC. Mr. Berg is deemed to beneficially own the 4,998 shares held by his wife. Carl E. Berg disclaims beneficial ownership of the 2,429,828 shares held by WCVC, except to the extent of his pecuniary interest therein. Mr. Berg disclaims beneficial ownership of the 4,998 shares held by his wife as he has no economic interest in any of these shares. BERG & Berg Enterprises, LLC The following information relates to shares of Common Stock for which BBE holds voting and dispositive authority. (a) Number of shares beneficially owned: 2,429,828 (b) Percent of class: 8.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,429,828 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,429,828 BBE has shared voting and dispositive authority as the sole general partner of WCVC over 2,429,828 shares held by WCVC. BBE disclaims beneficial ownership of the 2,429,828 shares held by WCVC, except to the extent of its pecuniary interest therein. WEST COAST VENTURE CAPITAL LIMITED, L.P. The following information relates to shares of Common Stock for which WCVC holds voting and dispositive authority. (a) Number of shares beneficially owned: 2,429,828 (b) Percent of class: 8.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,429,828 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,429,828 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. This schedule is filed pursuant to Rule 13d-1(d). The responses to Items 2(a)-(c) identify each of the persons filing this statement. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2002 /s/ Carl E. Berg /s/ Carl E. Berg ___________________________ ___________________________ Carl E. Berg Carl E. Berg Signing as manager of Berg & Berg Enterprises, LLC, the sole general partner of West Coast Venture Capital Limited, L.P., on behalf of both reporting entities EXHIBIT INDEX Exhibit I Joint Filing Agreement Exhibit I Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, each of the parties hereto agrees that the statement on Schedule 13G (including all amendments thereto) with respect to the beneficial ownership of Common Stock of Monolithic System Technology, Inc. to which this agreement is attached as an exhibit, is filed by and on behalf of each such person and that any amendments thereto will be filed on behalf of each such person. February 13, 2002 /s/ Carl E. Berg /s/ Carl E. Berg ___________________________ ___________________________ Carl E. Berg Carl E. Berg Signing as manager of Berg & Berg Enterprises, LLC, the sole general partner of West Coast Venture Capital Limited, L.P., on behalf of both reporting entities -----END PRIVACY-ENHANCED MESSAGE-----